SEC Reminds Mutual Funds and Insurance Company Separate Accounts to Obtain EDGAR Indentifiers for Series, Classes and Insurance Contracts
On January 30, the Securities and Exchange Commission issued a notice reminding mutual funds and insurance company separate accounts that they must:
(i) obtain EDGAR identifiers for their series and classes (or insurance contracts, in the case of separate accounts); and
(ii) identify in certain EDGAR filings the series and classes (or contracts) for which the particular filing is being made.
Registrants should obtain their identifiers prior to February 6. On and after February 6, EDGAR will not accept filings without required series and class (contract) identifiers.
Investment Management FYI is a service of the Investment Management Practice of Morgan Lewis. If you have any questions concerning these important legal developments, please contact any Morgan Lewis attorneys.