Speaking Engagement - 14th Annual Institutional Investor/MARHedge Global Hedge Fund Summit

Morgan Lewis partner Ivan Harris will speak on "Governance, Risk and Compliance Track: SEC Enforcement Actions."

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Broker-Dealer Regulatory Update - As of October 25, 2007

View the October 26 Update.

Broker-Dealer Regulatory Update - As of October 22, 2007

View the October 23 Update.

Speaking Engagement - The 2007 NSCP National Membership Meeting

Morgan Lewis partners John Ayanian, Steve Stone, Ben Indek, and Anne Flannery will will participate in the 2007 NSCP National Membership Meeting in Washington, D.C.

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SEC Review of Executive Compensation Disclosures

PDF version   In 2006, the Securities and Exchange Commission (SEC) adopted broad reforms to the disclosure rules regarding executive compensation. The new rules resulted in significant changes in the manner in which public companies prepared and presented executive compensation disclosure information in their proxies and 10-Ks.

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Broker-Dealer Regulatory Update - As of October 11, 2007

View the October 12 Update.

Speaking Engagement - 11th Annual IAA Fall Compliance Workshop

Morgan Lewis Partner Timothy Levin will speak on "Annual Review, Advertising, Code of Ethics, Best Execution, Hot Topics" at the 11th Annual IAA Fall Compliance Workshop, held in Atlanta, Georgia on October 10th and in Washington, D.C. on October 3rd.

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Broker-Dealer Regulatory Update - As of October 4, 2007

View the October 5 Update.