Aug 28, 2008
for your information
Speaking Engagement - The 2007 NSCP National Membership Meeting
Morgan Lewis partners John Ayanian, Steve Stone, Ben Indek, and Anne Flannery will will participate in the 2007 NSCP National Membership Meeting in Washington, D.C.
- Ben Indek speaks on "Ethics for Compliance Officers" at 1pm on Wednesday the 17th.
- Steve Stone discusses "Conflicts of Interest (Large Firms)" at 2:40pm on Wednesday the 17th.
- Anne Flannery speaks on "Protecting the Chief Compliance Officer from Regulatory and Civil Liability" at 9:35am on Friday the 19th.
- John Ayanian discusses "Transitioning to a Post-Rule 202(a)(11) - 1 Environment" at 11:10am on Friday the 19th.
Topics include:
- Fundamentals of Compliance
- Supervisory Responsibilities - Who’s In Charge and How To Document It?
- Ethics for Compliance Officers
- Advertising Issues
- Trading Practices Issues
- Conflicts of Interest
- Anti-Money Laundering
- Financial Planning Issues
- Variable Annuities and Other Insurance Products
Where:
JW Marriott Hotel Pennsylvania Avenue
1331 Pennsylvania Avenue
Washington, D.C.