Speaking Engagement - NSCP 2008 Midwest Regional Meeting

Morgan Lewis’s Jennifer Klass will be speaking on "Investment Adviser Conflict of Interest Disclosures."

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Broker-Dealer Regulatory Update - As of April 25, 2008

View the April 25 Update.

Amendments Increase Attractiveness of Rule 701

PDF version  

The Securities and Exchange Commission has recently adopted two rule amendments that will expand the ability of foreign private issuers that are not U.S. reporting companies to provide stock-based compensation to their U.S. employees. Specifically:

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Broker-Dealer Regulatory Update - As of April 17, 2008

View the April 18 Update.

Speaking Engagement - West Legal Works presents: ERISA for Money Managers

Morgan Lewis’s Jennifer Klass, Craig Bitman, Lee Falk, Dan Kleinman, Steve Spencer, and Marianne Yudes will be speaking at this event.

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Broker-Dealer Regulatory Update - As of April 10, 2008

View the April 11 Update.

Broker-Dealer Regulatory Update - As of April 3, 2008

View the April 7 Update.