Speaking Engagement – Ascendant Investment Adviser Compliance Conference—A Bold New World of Compliance: 2010

Morgan Lewis’s Steve Stone will present “Critical Elements of Commission Sharing Arrangements and Soft Dollars” and “Insider Trading: Creating a Safe Environment (SEC Top Risk)” at this event. >>> continued

Speaking Engagement – TD Ameritrade Institutional 2010 National Conference

Morgan Lewis’s Rebecca Leon will speak on “The Latest on the Regulatory Landscape and What it Means for You” at this event. >>> continued

Speaking Engagement – ALI-ABA’s Social Networking in the Securities Context Webinar

Morgan Lewis’s Steven Stone will speak at this event. >>> continued

Speaking Engagement – 24th Annual Fall Broker-Dealer and Investment Adviser Compliance Conference

Morgan Lewis’s Mary Dunbar will speak on the panel “FINRA Update” at this event. >>> continued

Speaking Engagement – 2009 TD Ameritrade Fall Regional Conference

Morgan Lewis’s Steven Stone will speak on the panel “Hot Regulatory Topics for Advisers” at this event. >>> continued

Speaking Engagement – NSCP 2009 National Membership Meeting

Morgan Lewis’s Steven Stone will present “Commission Sharing Agreements vs. Traditional Soft Dollar Agreements: What has changed?” at this event.

Cross-Border Webcast for the Financial Services Sector

We have witnessed an increase in enforcement action against firms for the mishandling of client information and security breaches. This webcast discussed developments in the United States and Europe which affect financial institutions when transferring, acquiring, and managing confidential client information.

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Speaking Engagement – LIMRA and LOMA Compliance and Market Conduct Exchange

Morgan Lewis’s Michael Berenson will present “Changing the Annuity Landscape — SEC Rule 151A” at this event. >>> continued

Speaking Engagement – SEC’s International Institute for the Regulation and Inspection of Investment Advisers

Morgan Lewis’s Steven Stone will speak on the panel “Examination Protocols” at this event.

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Speaking Engagement – Private Investment in Turbulent Times

Morgan Lewis’s Louis H. Singer and Georgette Schaefer will present “Negotiating Private Deals in Today’s Environment” at this event.

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Speaking Engagement – 31st Annual ALI-ABA Broker-Dealer Regulation Conference

Morgan Lewis’s Anne C. Flannery will speak on the panel “Ethical Responsibilities of Legal and Compliance Professionals,” and Robert C. Mendelson will moderate the panel “Fixed Income” at this event.

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Speaking Engagement – FINRA Institute at Wharton Business School

Morgan Lewis’s Anne C. Flannery and Mary Dunbar will present “Conducting Internal Investigations” at this event.

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