Events
Speaking Engagement – ALI-ABA Investment Company Regulation and Compliance Conference
Morgan Lewis’s Tom Harman and John McGuire will speak at this event. >>> continued
Speaking Engagement – IAA’s Soft Dollar Arrangements: Commission Sharing vs. Traditional Soft Dollar Arrangements and Other Current Issues Webcast
Morgan Lewis’s Steven Stone will present this webcast. >>> continued
Speaking Engagement – 42nd Annual Rocky Mountain Securities Conference
Morgan Lewis’s Steven Stone will speak on the panel “Mutual Funds, Broker Dealers and Investment Advisers: Risks and Approaches to a Changing Market Place” at this event. >>> continued
Speaking Engagement – SIFMA Private Client Conference 2010
Morgan Lewis’s Steve Stone will speak on the panel “Preparing for Regulatory Change” at this event. >>> continued
Speaking Engagement – 25th Annual NRS Spring Compliance Conference
Morgan Lewis’s W. John McGuire will speak at this event. >>> continued
Speaking Engagement – National Organization of Investment Professionals’ Spring Conference 2010
Morgan Lewis’s Steven Stone will moderate a panel discussion on the SEC’s market structure concept release at this event. >>> continued
Speaking Engagement – 2010 SEI Executive Conference
Morgan Lewis’s Tim Levin will speak on the panel “Regulatory Update: Traditional Update” at this event. >>> continued
Speaking Engagement – ICI’s Mutual Funds and Investment Management Conference 2010
Morgan Lewis’s Steve Stone will speak on the panel “The Changing Landscape for Trading and Market Structure” at this event. >>> continued
Speaking Engagement – Ascendant Investment Adviser Compliance Conference—A Bold New World of Compliance: 2010
Morgan Lewis’s Steve Stone will present “Critical Elements of Commission Sharing Arrangements and Soft Dollars” and “Insider Trading: Creating a Safe Environment (SEC Top Risk)” at this event. >>> continued
Speaking Engagement – TD Ameritrade Institutional 2010 National Conference
Morgan Lewis’s Rebecca Leon will speak on “The Latest on the Regulatory Landscape and What it Means for You” at this event. >>> continued
Speaking Engagement – ALI-ABA’s Social Networking in the Securities Context Webinar
Morgan Lewis’s Steven Stone will speak at this event. >>> continued
Speaking Engagement – 24th Annual Fall Broker-Dealer and Investment Adviser Compliance Conference
Morgan Lewis’s Mary Dunbar will speak on the panel “FINRA Update” at this event. >>> continued