Aug 28, 2008
for your information

Events

Speaking Engagement - Teaching at Wharton, with the FINRA Institute

Morgan Lewis’s Georgia Bullitt will be speaking at this event.

Over five days, Wharton professors explore a series of advanced-level regulatory and compliance topics that help participants build on previous courses.

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Speaking Engagement - Introduction to Non-French Private Equity Fund Vehicles

Morgan Lewis’s Ann Baker will present the French Private Equity Association course, “Introduction to non-French Private Equity Fund Vehicles.”

When:
May 23, 2008

For more information, please the conference website.

Speaking Engagement - Annual Meeting of the Association of Life Insurance Counsel

Morgan Lewis’s Louis Singer will be presenting a session titled “Open Your Wallet - The Institutional Investor View on Private Equity.” >>> continued

Speaking Engagement - NRS 23rd Annual Spring Compliance Conference

Morgan Lewis’s Ivan Harris and Ryan Helmrich will speak at the 23rd Annual Spring Compliance Conference. Regulatory, legal, and industry professionals will lead discussions regarding new regulatory developments and offer practical, real-world guidance on establishing and updating compliance policies and procedures. Sessions range from intermediate to advanced and are organized in separate investment adviser and broker-dealer tracks. Hot topics and newly emerging areas of compliance requiring extended consideration are presented in pre-conference workshops.

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Speaking Engagement - NSCP 2008 Midwest Regional Meeting

Morgan Lewis’s Jennifer Klass will be speaking on "Investment Adviser Conflict of Interest Disclosures."

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Speaking Engagement - Compliance Programs: Requirements, Responsibilities and Thinking Like an SEC Examiner

Morgan Lewis’s Jennifer Klass will be speaking at this event.

When:
March 13, 2008

Where:
New York, NY

Speaking Engagement - West Legalworks Investment Adviser Regulation Workshop

Morgan Lewis partners Ethan Johnson, Jennifer Klass, Adrienne Ward, and Ivan Harris will speak on "Investment Adviser Regulation: An A to Z Workshop."

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Speaking Engagement - ICI’s 2007 Securities Law Developments Conference

Morgan Lewis partner Steve Stone will speak on "Trading and Market Structure Issues."

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Speaking Engagement - ICI’s Investment Company Directors Conference - West

Morgan Lewis partner John Ford will speak on "Small Fund Issues."

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Speaking Engagement - Terrapinn’s Hedge Funds World Bahamas 2007

Morgan Lewis Partner Ivan Harris is one of the panelists discussing "The Impact of Hedge Funds on the Global Capital Markets" at the Terrapinn’s Hedge Funds World Bahamas 2007.

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Webcast - Electronic Recordkeeping/Required Books and Records to be Maintained by Advisers

Morgan Lewis partner W. John McGuire will speak on "Electronic Recordkeeping/Required Books and Records to be Maintained by Advisers" as part of ACA University’s compliance webcast series.

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Speaking Engagement - SIFMA-CL New York Fall Compliance Seminar: The New SRO “FINRA”

Morgan Lewis partner Robert Mendelson will speak on "Fixed Income" and partner Ben Indek will speak on "The Examination Process from the Regulators’ Perspective."

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Speaking Engagement - FINRA Institute at Wharton Certificate Program

Morgan Lewis partner Georgia Bullitt will be speaking at the FINRA Institute at Wharton Certificate Program.

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Seminars - The ERISA and Securities Law Issues That Will Hit Your Balance Sheet in 2008

What Every General Counsel Needs to Know

Morgan Lewis invites you to join us for a critical presentation on the latest trends and issues raised by class action litigation under the Employee Retirement Income Security Act (ERISA) and the securities laws. Meetings will be held in three cities: San Francisco, Chicago, and New York. General counsel, other in-house counsel, and those responsible for ERISA and securities compliance are invited to attend.

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