Events
Speaking Engagement - SIFMA-CL New York Fall Compliance Seminar: The New SRO “FINRA”
Morgan Lewis partner Robert Mendelson will speak on "Fixed Income" and partner Ben Indek will speak on "The Examination Process from the Regulators’ Perspective."
Speaking Engagement - FINRA Institute at Wharton Certificate Program
Morgan Lewis partner Georgia Bullitt will be speaking at the FINRA Institute at Wharton Certificate Program.
Seminars - The ERISA and Securities Law Issues That Will Hit Your Balance Sheet in 2008
What Every General Counsel Needs to Know
Morgan Lewis invites you to join us for a critical presentation on the latest trends and issues raised by class action litigation under the Employee Retirement Income Security Act (ERISA) and the securities laws. Meetings will be held in three cities: San Francisco, Chicago, and New York. General counsel, other in-house counsel, and those responsible for ERISA and securities compliance are invited to attend.
Speaking Engagement - ICI’s 2007 Investment Company Directors Conference - East
Morgan Lewis partner John Ford will speak on "Small Fund Issues."
Speaking Engagement - 14th Annual Institutional Investor/MARHedge Global Hedge Fund Summit
Morgan Lewis partner Ivan Harris will speak on "Governance, Risk and Compliance Track: SEC Enforcement Actions."
Speaking Engagement - The 2007 NSCP National Membership Meeting
Morgan Lewis partners John Ayanian, Steve Stone, Ben Indek, and Anne Flannery will will participate in the 2007 NSCP National Membership Meeting in Washington, D.C.
Speaking Engagement - 11th Annual IAA Fall Compliance Workshop
Morgan Lewis Partner Timothy Levin will speak on "Annual Review, Advertising, Code of Ethics, Best Execution, Hot Topics" at the 11th Annual IAA Fall Compliance Workshop, held in Atlanta, Georgia on October 10th and in Washington, D.C. on October 3rd.
Speaking Engagement - SIFMA Research Management Conference
Morgan Lewis Partner John Ayanian will speak on "Research Regulation - Interpretations, New Rules, and Future Plans."