Publications
Article – IRS Grants FBAR Filing Extension for Certain U.S. Persons
Published in Deacons Private Fund Newsletter, August 2009, by Ethan Johnson.
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Article – Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC
Published in Deacons Private Fund Newsletter, August 2009, by Ethan Johnson.
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Article – The Madoff “Opportunity”: Harmonizing the Overarching Standard of Care for Financial Professionals Who Give Investment Advice
Published in the Wall Street Lawyer, June 2009, by Steven Stone.
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Article – Uncertainty Reigns: The Status of Indexed Universal Life Policies After Rule 151A
Published in the Investment Lawyer, May 2009 (Vol. 16, No. 5), by Christopher Menconi and Michael Berenson.
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Article – The Evolution of Past Specific Recommendations in Investment Adviser Advertisements
Published in the Investment Lawyer, May 2009 (Vol. 16, No. 5), by John O’Brien and Jennifer Klass.
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Article – After Rule 151A, The Status Of Indexed UL Is Uncertain
Published in National Underwriter, week of February 10, 2009, by Michael Berenson.
Article – SEC Staff Permits Exchange-Traded Funds to Track Their Indexes by Investing in Other Exchange-Traded Funds
Published in Derivatives Financial Products Report, February 2009 issue, by Christopher Menconi and W. John McGuire.
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Article – What Boards Should Know About Negative Yield on Money Funds
Published in Fund Directions, February 2009 issue (Vol. 18, No. 2), by John O’Brien, Timothy Levin, and Jennifer Klass.
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Article – Model, Hypothetical, and Backtested Performance—Best Practices
Published in the Investment Performance Measurement Newsletter, February 2009 issue, by Steven Stone.
Article – Model, Hypothetical, and Backtested Performance—Best Practices
Published in the Investment Performance Measurement Letter, February 2009, by Steven Stone.
Article – Proposed U.S. Hedge Fund Legislation Would Result in Registration, Disclosure and Anti-Money Laundering Requirements
Published in Deacons Private Fund Newsletter, January 2009 issue, by Ethan Johnson and Christopher Hathaway.
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Article – Regulatory and Operational Considerations for U.S. Advisers Investing Abroad
Published in the IAA Newsletter: Compliance Corner, January 2009 issue, by Steven Stone and Beth Kiesewetter.
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