Industry Associations

• Bank Insurance & Securities Association — www.bisanet.org
• Investment Adviser Association — www.investmentadviser.org
• Investment Company Institute — www.ici.org
• Managed Funds Association — www.mfainfo.org
• Money Management Institute — www.moneyinstitute.com
• Mutual Fund Directors Forum — www.mfdf.com 
• Association for Insured Retirement Solutions  — www.navanet.org
• National Society of Compliance Professionals — www.nscp.org 
• Securities Industry and Financial Markets Association Compliance & Legal Division — www.sifmacl.com
• The Securities Industry and Financial Markets Association — www.sifma.org

Regulators and Self-Regulatory Organizations

• American Stock Exchange Member Firm Regulation — http://www.amex.com/?href=/atamex/regulation/at_regulationintro.html
• Commodity Futures Trading Commission — www.cftc.gov
• Investment Adviser Public Disclosure System — www.adviserinfo.sec.gov
• Financial Industry Regulatory Authority — www.finra.org 
• FINRA Arbitration & Mediation — http://www.finra.org/ArbitrationMediation/index.htm
• North American Securities Administrators Association (NASAA) — www.nasaa.org
• NYSE Regulation — http://www.nyse.com/regulation/1089235621148.html
• Securities and Exchange Commission — www.sec.gov